Comply with confidence.

SEC compliance doesn’t have to be daunting

Comply with confidence.

SEC compliance doesn’t have to be daunting

Securities Exchange Commission (SEC) Rule 17a-4 gives financial institutions a lot to manage from a technological and regulatory standpoint — but compliance doesn’t have to be daunting.

By design, Scality RING supports compliance with the stringent requirements for security-sensitive data storage in financial enterprises and other highly regulated industries.

Scality RING is certified to help customers ensure compliance

Following a rigorous independent assessment, compliance auditing firm Cohasset Associates certified Scality RING as SEC 17a-4 compliant — a data security milestone achieved by only a handful of storage systems.

Discover how Scality can help your financial services enterprise meet regulatory compliance standards — while avoiding heavy fines and legal action — by providing bulletproof security features and capabilities for auditing, data retention, legal holds and data immutability (WORM).

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Cohasset Associates is one of the nation’s foremost consulting firms, specializing in information management and applying sound governance principles to information.

Cohasset assessments evaluate the features and capabilities of vendor products and of company implementations as compared to stringent information management compliance requirements detailed by various regulatory and self-regulatory bodies, including, but not limited to, SEC, CFTC, FINRA and ISO.

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